*About this Role*
As a part time Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch.
Use your administrative and operational skills to help financial advisor manage and grow their business.
Demonstrate a client first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a professional and collaborative environment.
*In This Role You Will*
* Assist Financial Advisor(s) with sales, service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
* Facilitate Financial Advisor and client requests for account related information and/or quotes, scheduling and preparing for appointments with new or prospective clients
* Establish and service client accounts, prepare forms, research account inquiries and/or issues
* May also perform various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
*Desired Qualifications*
* Brokerage client support experience
* Administrative support experience in financial services
* Experience interacting directly with customers
* Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
* Client service focus with the ability to listen to customer needs and recommend solutions
* Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
* Strong soft skills including verbal and written communication, people, organizational, and client skills
* Series 7 and 66 (or 63/65) licenses
* This position is subject to FINRA Background
Job Type: Part-time
Pay: Up to $25.
00 per hour
Expected hours: 20 per week
Benefits:
* Financial planning services
* Paid time off
* Professional development assistance
Weekly schedule:
* Monday to Friday
Work setting:
* In-person
* Office
Ability to Relocate:
* Appleton, WI 54913: Relocate before starting work (Required)
Work Location: In person
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